DESIGNED for pre and post-trade

NeoXam Compliance

Providing compliance and ratio checks for the buy-side industry to control regulatory, statutory, and specific compliance rules. It relies on solid data management features (data upload/data quality checks), provides a rule engine connected to the client’s data, and follows market regulations through digital data visualization.

NeoXam Compliance, powerful, flexible and transparent

  • Definition & surveillance of Compliance Rules
  • Pre-Trade or Post-Trade (pre-NAV or Post-NAV) Compliance Rules
  • Pre-packaged sets of rules following several regulatory rules (UCITS, AIF…)
  • Front-to-Back Office users when pre-trade, pre-NAV, and post-NAV rules are breached
  • Best-in-class report engine to create and produce custom reports
  • Data stewardship to administrate your data
NeoXam Tracker: Simplify complex

The Rule Engine
to rule them all

Ready-to-Use Sets of Regulatory Rules to reduce costs

Flexible rule engine to easily create your own rules

New trades are checked in real-time

Advanced production & resolution workflows

Some of our NeoXam Compliance customers

Get Started With NeoXam

Download NeoXam brochure

Neoxam needs the contact information you provide to us to respond to your inquiry. You can withdraw your consent at any time. To learn more about the protection of your personal data, we invite you to read our Privacy Policy.