![](https://cdn.neoxam.com/wp-content/uploads/2023/03/banner-pms-compliance.jpg?strip=all&lossy=1&ssl=1)
DESIGNED for pre and post-trade
NeoXam Compliance
Providing compliance and ratio checks for the buy-side industry to control regulatory, statutory, and specific compliance rules. It relies on solid data management features (data upload/data quality checks), provides a rule engine connected to the client’s data, and follows market regulations through digital data visualization.
NeoXam Compliance, powerful, flexible and transparent
![](https://cdn.neoxam.com/wp-content/uploads/2023/03/neoxam-compliance.jpg?strip=all&lossy=1&ssl=1)
For Dedicated Compliance Officers / Managers
- Definition & surveillance of Compliance Rules
- Pre-Trade or Post-Trade (pre-NAV or Post-NAV) Compliance Rules
- Pre-packaged sets of rules following several regulatory rules (UCITS, AIF…)
For Front-to-Back Office Department Users
- Front-to-Back Office users when pre-trade, pre-NAV, and post-NAV rules are breached
- Best-in-class report engine to create and produce custom reports
- Data stewardship to administrate your data
The Rule Engine
to rule them all
Ready-to-Use Sets of Regulatory Rules to reduce costs
Flexible rule engine to easily create your own rules
New trades are checked in real-time
Advanced production & resolution workflows
Some of our NeoXam Compliance customers
![logo-deka-bank](https://cdn.neoxam.com/wp-content/uploads/2023/04/logo-deka-bank.png?strip=all&lossy=1&ssl=1)
![logo-raiffeisen-bank-w](https://cdn.neoxam.com/wp-content/uploads/2023/04/logo-raiffeisen-bank-w.png?strip=all&lossy=1&ssl=1)
![logo-efa-w](https://cdn.neoxam.com/wp-content/uploads/2023/04/logo-efa-w.png?strip=all&lossy=1&ssl=1)
![logo-gerifonds](https://cdn.neoxam.com/wp-content/uploads/2023/04/logo-gerifonds.png?strip=all&lossy=1&ssl=1)
![logo-covea](https://cdn.neoxam.com/wp-content/uploads/2023/04/logo-covea.png?strip=all&lossy=1&ssl=1)
![logo-bbva](https://cdn.neoxam.com/wp-content/uploads/2023/04/logo-bbva.png?strip=all&lossy=1&ssl=1)
![logo-oldmutual](https://cdn.neoxam.com/wp-content/uploads/2023/04/logo-oldmutual.png?strip=all&lossy=1&ssl=1)
![logo-migdal-2](https://cdn.neoxam.com/wp-content/uploads/2023/04/logo-migdal-2.png?strip=all&lossy=1&ssl=1)